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KYP in Action: Success Stories from the Front Lines

It's been more than two years since CFR came into being—find out what top industry experts have learned about achieving KYP compliance to build advisor success.

Get detailed insights from two different firms that have excelled at integrating KYP into their daily operations to enhance compliance and improve client outcomes. Gain actionable advice to help adapt these strategies to your business.

In this webinar Jason Bobee, VP Business Development at Portfolio Strategies Corporation and Lucilla Nardi, CDO, Co-operators—along with Jonathan Georges, Vice President, Wealth Management Solutions, Equisoft—will discuss proven strategies to go beyond simply complying with KYP requirements to gain efficiencies and improve the client experience and investment results.

Find out:

  • How to go beyond KYP compliance to build value for advisors and clients
  • How simplifying KYP compliance can lead to better investment results for clients
  • How to leverage data and the latest technology to guide clients with informed advice and investment product suitability, without compromising on compliance

Date: May 22, 2024 | Start Time: 12PM ET | Duration: 1 hour

Save Your Seat Now

Join us for a revealing interactive discussion

  • Go Beyond KYP compliance

    Build value for clients
  • Leverage the Compliance Requirement

    Deliver better investment results
  • Leverage data and technology

    Minimize compliance headaches

Our Speakers

  • Lucilla Nardi Headshot 1

    Lucilla Nardi

    Chief Distribution Officer, The Co-operators

  • Jason Bobee Headshot

    Jason Bobee

    Vice President, Business Development, Portfolio Strategies Corporation

  • Jonathan Georges Headshot 1

    Jonathan Georges

    Vice President, Wealth Industry Principal, Equisoft

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